Your privacy is as important to you as it is to me. I don’t share or sell information. If somebody want to see your data, I’ll need a subpoena. That’s the short privacy policy answer. The legal version is below. If you reside in California your legal version can be found here California Privacy Notice.
What does Caleb Lawrence Registered Investment Adviser Inc. Do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include: Social Security Number and Investment Experience, Account Balances and Transaction History,Assets and Income When you are no longer our customer, we continue to share your information as described in this notice.
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Caleb Lawrence Registered Investment Adviser Inc. chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information
Does Caleb LawrenceRegistered Investment Adviser Inc. share?
Can you limit this sharing?
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
No
No
For our marketing purposes— to offer our products and services to you
Yes
No
For joint marketing with other financial companies
No
We Don’t Share
For our affiliates’ everyday business purposes— information about your transactions and experiences
No
We Don’t Share
For our affiliates’ everyday business purposes— information about your creditworthiness
How does Caleb Lawrence Registered Investment Adviser Inc. protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Caleb Lawrence Registered Investment Adviser Inc. collect my personal information?
We collect your personal information, for example, when you Enter into an Investment Advisory Agreement Open an Account or Deposit Money Seek Advice about your Investments
Why can’t I limit all sharing?
Federal law gives you the right to limit only sharing for affiliates’ everyday business purposes—information about your creditworthiness affiliates from using your information to market to you sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and non-financial companies. Caleb Lawrence Registered Investment Adviser Inc. does not have affiliates.
Non-affiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies. Caleb Lawrence Registered Investment Adviser Inc. does not share with non-affiliates so they can market to you.
Joint marketing
A formal agreement between non-affiliated financial companies that together market financial products or services to you. Caleb Lawrence Registered Investment Adviser Inc. doesn’t jointly market.
Other Important Information
California
In response to a California law, we automatically treat accounts with California billing addresses as if you do not want to disclose personal information about you to non-affiliated third parties except as permitted by the applicable California law. We will also limit the sharing of personal information about you with our affiliates to comply with all California privacy laws that apply to us.
Nevada
Nevada law requires us to disclose that you may request to be placed on our “do not call” list at any time by calling 1-831-334-5318. To obtain further information, contact the Bureau of Consumer Protection, Office of the Nevada Attorney General at 555 E. Washington Ave., Suite 3900, Las Vegas, NV 88101; phone 1-702-486-3132; email [email protected].
Vermont
In response to a Vermont regulation, if we disclose personal information about you to non-affiliated third parties with whom we have joint marketing agreements, we will only disclose your name, address, other contact information, and information about our transactions or experiences with you.
